Fiduciary Responsibility

Duncan Financial Management has fiduciary responsibility for every client we serve. This means we have a legal obligation to put your interests ahead of our own. Fiduciary advisors are usually Registered Investment Advisors (RIAs) or Investment Advisor Representatives (IAs). RIA’s and IA’s are registered with the Securities Exchange Commission or State Securities Division. If so registered the Advisor is acknowledged as a fiduciary.

As a fiduciary, DFM has a strict legal responsibility to find the best solutions for our clients. Also, as an independent fiduciary firm we don’t have to meet a quota or be influenced by outside sources.

To see if your advisor is a fiduciary go to: